We are pleased to announce the addition of Robert Cooper to Securus Consulting Group as a virtual Security and Compliance Officer.
In this role, Robert will be working directly with clients to assist in developing and executing a plan for continuous compliance.
With over twenty years as an Operations Manager for an Investment Advisor Firm with $25 billion in assets under management, Robert managed a team of Portfolio Administrators whose departmental responsibilities included client portfolio reporting, performance reconciliation and reporting and proxy voting according to client mandated voting policies.
He ensured department responsibilities were carried out in accordance with Securities and Exchange Commission (SEC) regulations and complied with the annual Service Organization Controls (SOC)1/SSAE16 controls examination. He was responsible for new client onboarding custodial documentation requirements and procedures while reviewing and implementing new technology systems and improvements to reduce client risk and firm expenses.
Robert holds a Bachelor of Science Degree in Accounting from William Paterson University along with various ongoing course work in Compliance, HIPPA, PCI, and Project Management.
Robert is a veteran of the United States Marine Corps.